broker-dealer

(redirected from Broker Dealers)
Also found in: Thesaurus, Financial.

broker-dealer

n
(Stock Exchange) another name for stockbroker
ThesaurusAntonymsRelated WordsSynonymsLegend:
Noun1.broker-dealer - a financial specialist who trades for his own account and so acts both as a broker and principalbroker-dealer - a financial specialist who trades for his own account and so acts both as a broker and principal
dealer, principal - the major party to a financial transaction at a stock exchange; buys and sells for his own account
Mentioned in ?
References in periodicals archive ?
Weiss joins Lava from NYSE Group, where he was a director in the Global Client Group covering broker dealers in US equities.
The changes are intended to increase the level of operational sophistication and support for the increasing demands placed on independent broker dealers.
Daly is a well respected financial services veteran, with a wealth of experience and a decade driving successful broker dealers.
Ismael Manzanares, President and CEO of Madison Avenue Securities, says, "Madison Avenue is truly unique among broker dealers.
BSSC also provides clearing, operational and administrative services for registered broker dealers, members of the New York Stock Exchange and/or the NASD who engage in the retail or institutional brokerage business.
As one of the presenting companies at the FSX Conference, Bio-Matrix Scientific will have the opportunity to gain the attention of NASD Broker Dealers and Investment Bankers that potentially can assist the Company with Its future funding.
The new interpretation of the rule has forced credit unions to decide between moving their investment services directly under the credit union or register their CUSO's as broker dealers.
was founded in 1996 and is one of the industry's leading providers of fee-based investment management solutions for investment advisors, broker dealers, banks and CPA firms.
Broker dealers are showing their support by encouraging independent planners to improve their business by applying new technology.
Winebrenner Capital is one of 12 broker dealers across the country chosen to help registered investment advisors using TD Waterhouse Institutional online system to complete investment transactions for customers.
As a niche market leader, BNY Clearing caters to the investment opportunities of broker dealers with ties to Latin America, which has become one of the fastest growing regions for our suite of products.
The Company enables other broker dealers to complete their customers' brokerage transactions by providing securities order execution and clearing services.