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self-regulating organization
(redirected from Self-regulatory organization)

   Also found in: Medical, Financial, Wikipedia 0.01 sec.
self-regulating organization
n
(Economics, Accounting & Finance / Banking & Finance) one of several British organizations set up in 1986 under the auspices of the Securities and Investment Board to regulate the activities of London investment markets Abbreviation SRO


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GAO-08-33 November 15, 2007 Self-regulatory organizations (SRO) are exchanges and associations that operate and govern the markets, and that are subject to oversight by the Securities and Exchange Commission (SEC).
A concluding section lists trade association codes of ethics, standards, and guidelines for particular types of advertising, along with information on self-regulatory organizations.
Strengthening listing standards at the securities exchanges and self-regulatory organizations to promote greater communication and transparency between listed companies and investors.
 
 
 
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