The order also enjoins Kraft and Mondelez from engaging in future violations of the manipulation, wash trade, and position limit provisions of the
Commodity Exchange Act and CFTC regulations charged in the complaint.
residents such as retail investors, it may be running afoul of the
Commodity Exchange Act and the law's requirement that such services be registered as designated contract markets, the person said.
All of the transactions on Nodal Exchange are cleared through its clearinghouse, Nodal Clear, a derivatives clearing organization under the
Commodity Exchange Act that is regulated by the US Commodity Futures Trading Commission.
The proposed rules are intended to reduce the likelihood that algorithmic trading will result in violations of the
Commodity Exchange Act (CEA) or CFTC regulations.
Although a number of banks were alleged to have been involved in misreporting rates, Hou and Skeie outline how Commodity Futures Trading Commission (CFTC) probes ultimately concluded that the most prominent had acted in violation of the US
Commodity Exchange Act's false reporting provision.
New and existing US customers will be able to clear their derivatives contracts efficiently through SGX's derivatives clearing house in compliance with the latest US laws and regulations, including the US Dodd-Frank Act, the
Commodity Exchange Act and CFTC's regulations.
Senator Mike Johanns (R.-Neb.) is cosponsoring the Senate version of the bill ("A bill to provide end user exemptions from certain provisions of the
Commodity Exchange Act and the Securities Exchange Act of 1934," S.
The 4d Customers--named after the section of the
Commodity Exchange Act that applies to customers of domestic exchanges--have received $4.8 billion from the bankruptcy process as of June 2013, representing 89% of their segregated funds.