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broker-dealer
(redirected from broker-dealers)

    Also found in: Financial, Wikipedia 0.01 sec.
broker-dealer
n (Economics, Accounting & Finance / Stock Exchange) another name for stockbroker
ThesaurusLegend:  Synonyms Related Words Antonyms
Noun1.broker-dealer - a financial specialist who trades for his own account and so acts both as a broker and principalbroker-dealer - a financial specialist who trades for his own account and so acts both as a broker and principal
dealer, principal - the major party to a financial transaction at a stock exchange; buys and sells for his own account
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MetLife broker-dealers can eliminate the need to print an electronic form in order to capture a signature approval.
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The SEC defers until January 1, 2005, a requirement that auditors of nonpublic broker-dealers register with the Public Company Accounting Oversight Board (PCAOB) (www.
The SEC defers until January 1, 2005, a requirement that auditors of ... by Journal of Accountancy
 
 
 
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