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investment adviser

   Also found in: Financial, Wikipedia 0.02 sec.
ThesaurusLegend:  Synonyms Related Words Antonyms
Noun1.investment adviser - someone who advises others how to invest their money
investment advisor
adviser, advisor, consultant - an expert who gives advice; "an adviser helped students select their courses"; "the United States sent military advisors to Guatemala"


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? Mentioned in ? References in periodicals archive
 
However, such expansion has increased the possibility of running afoul of the investment adviser rules.
Tax advice or investment advice: where is the line? by Fohn, Dick / The Tax Adviser
04, page 32), the investment adviser profession has thus far avoided accusations of widespread fraudulent practices and the legislative scrutiny that ensues.
How to prevent investment adviser fraud by Carroll, Brian / Journal of Accountancy
The policy includes investment adviser professional liability; mutual-fund management and professional liability; excess independent director liability; directors, officers and corporate liability; employment practices liability; and fiduciary liability.
Kemper Offers Coverage To Investment Advisers by Best's Review
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