investment adviser


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Related to investment adviser: Registered Investment Advisors
ThesaurusAntonymsRelated WordsSynonymsLegend:
Noun1.investment adviser - someone who advises others how to invest their money
adviser, advisor, consultant - an expert who gives advice; "an adviser helped students select their courses"; "the United States sent military advisors to Guatemala"
References in periodicals archive ?
However, such expansion has increased the possibility of running afoul of the investment adviser rules.
Without an explicit statutory reference, an unaware investment adviser can easily stumble into trouble by failing to understand its duty to disclose material conflicts.
In lieu of commissions, an unbiased investment adviser who charges a flat fee can redirect revenue sharing to the plan trust through an open architecture platform.
Work together to hire an investment adviser for at least 25% of the investment portfolio.
It is very difficult to anticipate whether it will revise the definitions, and exclusions from the definition, of investment adviser.
1527, would enable the Securities and Exchange Commission to deny investment adviser registration to any person or entity from a country that, according to the Treasury Department, discriminates against U.
a trust and wealth management company; Davidson Fixed Income Management, a registered investment adviser providing wealth management and other fixed income services; and Davidson Travel, a full-service travel agency.
The board typically approves contracts with an investment adviser to make appropriate investment decisions for the fund's portfolio, a transfer agent to administer shareholder purchases and redemptions of fund shares, and a principal underwriter to oversee the distribution of shares and payments for distribution, usually through intermediaries such as broker-dealers, banks and employee-benefit-plan administrators.
Persons excluded from the definition of investment adviser.
Madison Investment Advisors acts as Investment Adviser for individuals, corporations, pension funds, endowments, insurance companies and mutual funds.