registered representative


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Noun1.registered representative - someone in charge of a client's account for an advertising agency or brokerage or other service businessregistered representative - someone in charge of a client's account for an advertising agency or brokerage or other service business
bourgeois, businessperson - a capitalist who engages in industrial commercial enterprise
References in periodicals archive ?
Lockwood, investment advisor representative and registered representative of Lincoln Financial Advisors (LFA), has been named Planner of the Year since its inception in 2014.
In addition, a former registered representative engaged in a pattern of recommending short-term trading of CEFs at the IPO in connection with customer accounts.
Fantasia, of Boylston, was credited for being a leader among registered representatives at hundreds of CFS credit union and bank programs.
They will say, and with good reason, that their registered representatives' FIA business will need to continually be supervised in some fashion because if their actions cause a client a financial hardship, not only will the registered representative be responsible, but so will the broker-dealer.
Debbie Missiaen is also a Registered Representative through H.
Renee Brown, Wildwood Wealth Management, was re-elected to serve a two-year term as a registered representative on the Board of Directors.
Seth Botone, formerly a registered representative at Barron Moore, who was charged with selling over 6.
Securities offered through Registered Representatives, ePLANNING Securities, Inc.
As a Series 7 and 66 Registered Representative (ePLANNING Securities, Inc.

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