broker-dealer

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broker-dealer

n
(Stock Exchange) another name for stockbroker
ThesaurusAntonymsRelated WordsSynonymsLegend:
Noun1.broker-dealer - a financial specialist who trades for his own account and so acts both as a broker and principalbroker-dealer - a financial specialist who trades for his own account and so acts both as a broker and principal
dealer, principal - the major party to a financial transaction at a stock exchange; buys and sells for his own account
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My comment to him was that he was no longer with a 1,000-advisor BD but was now a rep of a 5,000-advisor broker dealer (the grouping of BDs).
This is reflected in another conversation of mine with a recruiter who had just left a large insurance-owned broker dealer.
where he served as vice president of broker dealer sales.
I have every confidence in his ability to continue to grow the business and maintain our position as one of the top broker dealer firms in the nation.
The firm is registered with the United States Securities and Exchange Commission as a Broker Dealer.
a Life Insurance and Life Settlement Brokerage firm announces the approval of its independent Broker Dealer affiliate, Invescor Wholesale BD, Inc.
a leader in the high-end independent broker dealer and money management industry, has joined its broker-dealer subsidiary, Investors Capital Corporation, as Regional Director of Business Development for the New Jersey and Connecticut regions.
Madison Avenue Securities emphasizes market-proven brand and practice building, thorough product education, competitive payouts and impeccable service to provide registered representatives with an unparalleled broker dealer relationship.