NASD


Also found in: Financial, Acronyms, Wikipedia.
Related to NASD: NASDAQ, NYSE, FINRA, NSD

NASD

abbr.
National Association of Securities Dealers
American Heritage® Dictionary of the English Language, Fifth Edition. Copyright © 2016 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company. All rights reserved.
References in periodicals archive ?
The News Agency of Nigeria (NAN) reported that NASD PLC is the promoter of the OTC trading platform that eases secondary market trading of all unlisted securities in the country.
The trial court held that the case was firmly based on ordinary principles of contract law because the Fieros had expressly agreed to comply with all NASD rules, including the imposition of fines and sanctions when they voluntarily executed the NASD registration forms.
PANA reports that NASD is an alternative trading platform created by the Association to bring more liquidity to NigeriaaACAOs capital markets.
The publication author and subsidy disclosure rules are related to NASD and NYSE rules that prohibit firms from allowing the use of any title or designation that conveys an expertise in senior investments or retirement planning where such expertise does not exist, the FINRA officials write.
Accordingly, NASD is concerned that aggressive marketing tactics, fueled by high commissions, may lead to inappropriate sales practices in connection with these transactions.
Hoitt said in NTM 05-50, the NASD was acting beyond the scope of its authority in that EIAs are not securities.
Associate Accreditation NASD. 58 Main St., Torrington, CT 06790; (860) 482-4413 Sharon E.
Should you find yourself a victim of unethical practices or shady dealings, immediately contact authorities at the SEC and officials at the NASD to get an investigation going.
Another project that NASD is involved with is the Jump$tart Coalition for Personal Financial Literacy.
The program's Web site, SaveAndInvest.org, has a plethora of investor information and links to the NASD Web site, where further financial information can be found.
Wall Street Financial Training provides training for securities registration exams including a range of NASD's Series exams.