NASD

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NASD

abbr.
National Association of Securities Dealers
American Heritage® Dictionary of the English Language, Fifth Edition. Copyright © 2016 by Houghton Mifflin Harcourt Publishing Company. Published by Houghton Mifflin Harcourt Publishing Company. All rights reserved.
References in periodicals archive ?
Emerging from the shadow of the National Association of Securities Dealers, which founded Nasdaq (NASD Automated Quotations) in 1971, was key.
He was a past member of the National Association of Securities Dealers, the Worcester Life Underwriters Association, the Massachusetts Life Underwriters Association, and the Million Dollar Round Table of the National Association of Life Underwriters.
Case studies tackled were based on the Bahrain and other Arab capital markets, as well as the New York Stock Exchange (NYSE) and the National Association of Securities Dealers (NASD), equity and non-equity options, technical and fundamental analysis.
A rule established by one of FINRA's predecessor organizations, the National Association of Securities Dealers, "prohibits false, misleading or exaggerated communications with the public and the omission of material facts or qualifications that would cause a communication to be misleading," officials at FINRA, Washington, write in Regulatory Notice 08-27.
Major tenants include Cleary Gottlieb Steen and Hamilton, the National Association of Securities Dealers, Scotiabank and Zurich Insurance.
The National Association of Securities Dealers has been investigating allegations that the former CEO at Mitsubishi UFJ Securities (USA) Inc.
On a more advanced level, there are additional exams administered by the National Association of Securities Dealers that can qualify you to handle securities transactions.
The price of the optioned stock on the National Association of Securities Dealers Automated Quotation System (NASDAQ) on Dec.
* Lead a multi-agency effort to streamline the National Association of Securities Dealers (NASD) registration process;
If advisers you are considering say they can buy and sell stocks, bonds, mutual fund shares, etc, they need to be licensed with the National Association of Securities Dealers. Ask to see their license.
He was also president of the Wa Sung Club, a member of the Rotary Club of Oakland and served on the arbitration panel for the New York Stock Exchange, the Pacific Stock Exchange, the National Association of Securities Dealers and the Alameda County Bar Association's Fee Arbitration Panel.
If you are hiring a registered investment advisor or broker, start by running a basic background check at the Securities and Exchange Commission (SEC), www.sec.gov/investor/brokers.htm, and at the National Association of Securities Dealers BrokerCheck at www.nasd.com.
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