registered representative


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Noun1.registered representative - someone in charge of a client's account for an advertising agency or brokerage or other service businessregistered representative - someone in charge of a client's account for an advertising agency or brokerage or other service business
bourgeois, businessperson - a capitalist who engages in industrial commercial enterprise
Based on WordNet 3.0, Farlex clipart collection. © 2003-2012 Princeton University, Farlex Inc.
References in periodicals archive ?
There are registered investment advisers, registered representatives, financial advisors, financial planners, money managers, insurance agents, and a host of other types and titles.
Howard Slater, Registered Representatives. Advisory Services offered through Securities America Advisors, Inc.
New rules will affect rolling over your 40lk at work to an IRA account at a registered representatives (or brokers) firm, .bank, insurance agents company or a registered investment advisors custodian.
Fantasia, of Boylston, was credited for being a leader among registered representatives at hundreds of CFS credit union and bank programs.
FINRA concluded that the registered representative's conduct violated rules of ethical standards and rules concerning recommendations to customers.
They will say, and with good reason, that their registered representatives' FIA business will need to continually be supervised in some fashion because if their actions cause a client a financial hardship, not only will the registered representative be responsible, but so will the broker-dealer.
Staley, 62, who lives in Kensington but could not be contacted last night, was once a registered representative with the Financial Services Authority (FSA), but his current status, according to the City regulator's register is 'inactive'.
Scott Blanchard is a registered representative through H.D.
''During the early hours of Wednesday morning...a registered representative in one of its U.S.
(Doug McPherson is a registered representative with New England Securities, 950 Tower Ln,.
Moss Jr., Business Planning Specialist; Moss is a Registered Representative of and offers securities and investment advisory services through MML Investors Services Inc.; 28411 Northwestern Hwy.

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