securities firm


Also found in: Thesaurus.

securities firm

n
1. (Banking & Finance) stock exchange a firm that deals in securities
2. (Stock Exchange) stock exchange a firm that deals in securities
ThesaurusAntonymsRelated WordsSynonymsLegend:
Noun1.securities firm - a stock broker's businesssecurities firm - a stock broker's business; charges a fee to act as intermediary between buyer and seller
bucket shop - an unethical or overly aggressive brokerage firm
marriage brokerage, marriage mart - a business that arranges marriage contracts
nondepository financial institution - a financial institution that funds their investment activities from the sale of securities or insurance
broker, factor, agent - a businessman who buys or sells for another in exchange for a commission
References in periodicals archive ?
'Korea is not really the main market for overseas securities firms,' an official at a local securities firm said.
Korea Investment amp; Securities invested in a Beijing-based brokerage, but the Chinese securities firm posted a 150 million won net loss in the January-to-March period.
Summary: Japan's leading global investment bank Nomura said Sunday it had launched investment banking operations in Saudi Arabia, becoming the first Asian securities firm to break into the lucrative, rapidly
Tokyo, Japan, Jan 19, 2006 - (JCN) - Iwai Securities Co., Ltd., a general securities firm, will list on the Tokyo Stock Exchange on February 8 (TSE: 8707).
On the other hand, the Nikko Group established Nikko Beans, the online securities firm, in 1999 and actively entered the internet-trading business.
The Emerging Markets Research department of the J P Morgan Securities firm focuses on the Baninter crisis and pinpoints what it calls a failure to clarify the banking crisis risks are compounding the vulnerabilities, reports DR1 Daily News (May 20, 2003).
This category also includes claims (38) on, or guaranteed by, a qualifying securities firm incorporated in the United States or other member of the OECD-based group of countries (39) provided that: the qualifying securities firm has a long-term issuer credit rating, or a rating on at least one issue of long-term debt, in one of the three highest investment grade rating categories from a nationally recognized statistical rating organization; or the claim is guaranteed by the firm's parent company and the parent company has such a rating.
Mass merchants and warehouse clubs tracked by the securities firm of Deutsche Banc Alex.Brown registered the highest improvement, averaging 6.1 percent growth.
* Permitting a depository institution insured by the Federal Deposit Insurance Corporation to affiliate with a securities firm, insurance company or other financial company.
The wholesale securities firm under the umbrella of Daiwa Securities Group Inc.
The prominent securities firm, which currently occupies approximately 11,000 square feet on part of the eighth floor, has extended its sublease commitment and has taken an additional 6,878 square feet of space in the building, bringing its total occupancy to 17,425 square feet.
The following are the three ways in which a 20 percent risk weight on a claim against a qualifying securities firm may apply:

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